Retirement Plan Sponsors

We work with you to find creative strategies to close the gap. Based on your needs we can help redesign the retirement plan, investment offering, risk management process, and education process. If needed, we facilitate the process to find and transfer your plan to a new service provider.

Wealth Management

To gain a greater understanding of your Fiduciary responsibilities.
Manage and monitor your 401(k) Plan investment options.
To develop and support an employee education program to help your employees retire successfully.

Our Focus

Help protect You as a Plan Fiduciary and Support Your Business Goals.
Enhance Your Plan’s Investment Options beginning with a well-crafted Investment Policy Statement (IPS).
Improve Employees’ Retirement Readiness through Education and Personalized Planning.

Corporate / Non-profit Retirement Plans

401 (k) Plan Design
Employee and Executive Benefits Review
Deferred Compensation

Executive Compensation / Stock Planning

10b5-1 Planning & Execution
10b5-1 Planning & Execution
Exchange Fund Access
Diversification Strategies
Risk Management

Investment Products

Annuities
Certificates of Deposit
Commodities
Equities / Stocks
Exchange-Traded Funds (ETFs)
Exchange-Traded Products (ETPs)
Fixed-Income / Bonds
Managed Futures
Money Market Funds
Registered Options Principal Review
Unit Investment Trusts

Alternative Investments

Charitable Gift Funds
Exchange Funds
Hedge Funds
Managed Futures
Offshore Investments
Private Equity
REITs

Responsible Investing

At Seventy2 Capital, we believe in investing responsibly and for positive social impact.

Value Creation

Investing with an impact lens, i.e. considering environmental, social and governance (ESG) factors, enables investors to spot companies with a superior capacity for long-term value creation.

Values Alignment

With the growing awareness of climate change, clean energy, and the benefits of social inclusion, workplace fairness and community development, more investors are seeking a values-aligned investment portfolio.

* This information is made available with the understanding that Wells Fargo Advisors Financial Network and its affiliates are not engaged in rendering legal, accounting or tax advice. Any discussion of taxes represents general information and is not intended to be, nor should it be construed to be, legal or tax advice. Tax laws or regulations are subject to change at any time and can have a substantial impact on an actual client situation. Seventy2 Capital will be happy to coordinate with your tax and legal professionals.

** Insurance products are available through non-bank insurance agency affiliates of Wells Fargo & Company and underwritten by non-affiliated Insurance Companies. Not available in all states.

***Trust Services are available through Wells Fargo Bank, N.A. Member FDIC and Wells Fargo Delaware Trust Company, N.A. Wells Fargo Advisors and its affiliates do not provide legal or tax advice. Any estate plan should be reviewed by an attorney who specializes in estate planning and is licensed to practice law in your state.

An investment’s social policy could cause it to forgo opportunities to gain exposure to certain industries, companies, sectors or regions of the economy which could cause it to underperform similar portfolios that do not have a social policy. There is no guarantee that any investment strategy will be successful. Risks associated with investing in Environmental, Social, and Governance (ESG)-related strategies can also include a lack of consistency in approach and a lack of transparency in manager methodologies. Some ESG investments may be dependent on government tax incentives and subsidies and on political support for certain environmental technologies and companies. There may also be challenges such as a limited number of issuers and the lack of a robust secondary market. There are many factors to consider when choosing an investment portfolio and ESG data is only one of those components. Investors should not place undue reliance on ESG principles when selecting an investment.

Pursuant to Missouri regulation, the provision of investment advice, products and management to Missouri clients based on environmental, social, governance (ESG) or other values-based nonfinancial factors requires certain disclosures and a written client consent. Consequently, investment advice relating to ESG-focused investment products and services, including those referenced above, will not be provided to Missouri residents unless the residents provide the applicable written consent.

Retirement Plan Sponsors Large corporation with a national workforce

Case Study 1

The Client Large corporation with a national workforce

Organization needed an Investment Policy Statement, formal investment committee, or active engagement campaign for employees. Had limited investment options weren’t cost-effective, company plan participants had inappropriate investment allocations based on investment objectives, and Roth contributions were not offered as part of the 401(k) plan. In addition, the recordkeeping platform was outdated.

Learn More

Retirement Plan Sponsors Growing government contractor

Case Study 2

The Client Growing government contractor

In a competitive talent marketplace company wanted to remain competitive by offering a more substantial benefits package. The 401(k) recordkeeper needed to be scalable and automated.