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Christine Roberts

Compliance Director
Christine Roberts | Compliance Director | Seventy2 Capital

As the Compliance Director at Seventy2 Capital, Christine aims to protect the practice and the clients. Having a strong understanding of rules and regulations within the brokerage industry, she works with the practice to help them mitigate risk.

 

With over two decades of experience in regulatory compliance, Christine came to Seventy2 Capital after serving as the Regional Supervisor at Wells Fargo Advisors Financial Network for ten years. Earlier in her career, she held positions at Patrick Capital Markets, Gateway Compliance Consultants, Wells Fargo Advisors, A.G. Edwards & Sons, UMB Bank, and Edward Jones.

 

When she’s not at work, Christine enjoys spending time outdoors and likes to go boating, fishing, and camping. Christine also has a green thumb – she maintains a small vegetable garden and is adding flower beds to her yard. Christine has four grown children who live across the U.S. and five grandchildren whom she loves spending time with.

 

Location: Bethesda